我对奥斯维辛的认识,就像从课程大纲里认识一个地方:一个地名,一个日期,一道属于别人的伤口。等这些信息传到我这里时,那道伤口似乎早已愈合。罗伯托·贝尼尼的电影《美丽人生》让我开始怀疑这种距离感。影片中的集中营之所以变得真实,是因为一位父亲把它变成了一个孩子的游戏,而代价则体现在他每时每刻的所作所为中。我相信,这样的叙述尺度才是有效的。一座纪念碑只会让我停留在原来的位置,而一个人的人生发生改变,却不会。于是,我怀着同样的期待翻开《鼠族》,以为自己会再次领悟同一个道理。起初,这本书的确让我有了类似的感受。但后来,父亲回到了家,故事却并没有就此结束。
杰弗里·亚历山大关于“文化创伤”的论述,让我看清了《鼠族》开篇几页究竟在做什么。他认为,当一个群体的成员逐渐相信,某场骇人的伤害已经刻进集体记忆,并以不可逆转的方式改变了群体的身份认同,而且这种感受又通过一个面向更广泛受众的故事传播开来时,一起事件才真正成为文化创伤。《鼠族》开篇引用了一句将某个民族排除在人类之外的话,随后又将这种划分画成不同的物种:犹太人是老鼠,德国人是猫,波兰人是猪,美国人是狗。玛丽·简·科利尔区分了两种身份:一种是我们主动认领的身份,另一种是他人强加给我们的身份。书开篇的那句话,正是在强行界定身份;而当一种文化普遍接受这种界定时,面具便成了它的视觉呈现。暴力需要这种简化,幸存者及其子女仍然必须说出的那个“我们”,同样离不开它。
如果书中的人物始终停留在轮廓层面,这些面具最终就会凝固成它们原本描绘的刻板印象。然而,“老鼠”这一类别之下,有爱慕虚荣的年轻推销员、患有抑郁症的母亲,也有仇视某位囚犯的共产主义者卡波——只因为那名囚犯曾经拥有一家工厂。还有因走私弹药而被吊死在作坊附近的女人,有藏匿他人的邻居,也有威胁要向盖世太保告密的邻居。集体创伤会将同一种命运强加给一个群体,却不会把群体中的每个人都变成同一种人。斯图亚特·霍尔曾用两种运动来解释文化身份,而《鼠族》恰恰存在于这两种运动之间。一种是继承:一个群体因共同的印记和记忆重新凝聚在一起。另一种是差异:个体的生活始终无法被共同印记完全概括。唯有保留这些差异,哀悼才不会只是用一种更温和的声音,重复施害者曾经使用的分类方式。
这正是为什么,一个人的人生并不是一段缩小版的历史。我从《美丽人生》中学到,与其仰望全景式的宏大叙事,不如关注具体的人。《鼠族》保留了个体的生命,同时又让宏大历史通过人物的性格显现出来。弗拉德克爱计较、习惯猜疑,又总想通过控制来表达关心,这些特征很容易被简单归结为个人性格。但它们也承载着整个群体的创伤,如今仍在纽约雷哥公园的一间厨房里发挥作用。如果不把他放回群体的历史中,这些习惯看起来不过是私人生活中的琐事;如果没有弗拉德克,集体历史又只会是一座我早已习惯从旁走过的纪念碑。最终留在我心里的,是一个男人发生了怎样的变化。而这种变化之所以深入骨髓,是因为一个民族的命运已经在他身上被彻底改写。
书中最鲜明的跨文化场景发生在家庭内部,而且早在任何理论被提及之前,这种冲突就已经存在。爱德华·T. 霍尔提出的“高语境沟通”,指的是一种交流方式:信息的大部分意义存在于交流者自身的经验与背景之中,真正编码在语言里的内容反而很少。谁能在犹太人隔都中值得信任,一条面包意味着什么,为什么锁上门也可以是一种爱——这些知识都留在父亲心里,无法顺利传递给儿子。阿特的英语流利,却仍不足以承载那段经历;弗拉德克的英语支离破碎,话语中却充满了那段历史。霍华德·贾尔斯会把儿子的流利英语视为一种“趋同”:他逐渐转向一个自己并未亲历的国家所使用的语言。而父亲的口音则体现了“趋异”:过去拒绝被翻译,也拒绝从这间屋子里消失。他们之间的冲突,很容易被误认为只是普通的父子争吵。但这同时也是一次共同意义无法传递的失败。
弗朗索瓦丝的例子,让身份协商的过程变得更加清晰。阿特不知道该把她画成什么动物。画成老鼠,意味着她只是自动继承了犹太身份;画成兔子,又显得过于温顺,无法承载他希望这个面具表达的历史;如果按照父亲的判断,她则应该被画成青蛙。弗朗索瓦丝已经改宗。法国历史、德雷福斯事件、通敌问题,以及一个美国犹太家庭的背景,全都进入了这场讨论,却没有任何一项能告诉阿特究竟该怎样画她。她主动认领的身份与他人强加给她的身份,同时出现在寥寥几格漫画里,谁也没有占据上风。这一幕很有趣,却也是一个精炼的跨文化沟通模型:两个人试图跨越彼此并不相同的历史,为对方命名;与此同时,父亲所代表的第三段历史,仍在电话那头等待着被回应。
集体创伤通过故事传递,也同样会通过那些被中断、被掐断的故事延续下去。安雅曾写下几本笔记。它们本可以为这个群体的记忆提供另一种声音——一个女性的声音,让我们从同一段历史中听到不同的见证。但弗拉德克把它们烧掉了。儿子的愤怒固然是个人情感,却也揭示了一个事实:究竟谁的痛苦有资格被写进历史记录?玛丽安·赫希将第二代与这类历史之间的关系称为“后记忆”:他们与过去的联系并非来自亲身回忆,而是经由成长过程中接触到的故事、图像和行为建立起来。这些内容被如此深刻地吸收,以至于仿佛成了自己的亲身记忆。被烧毁的笔记让这种间接传承成为必然,也让它蒙上了负罪感。安雅自杀之后,没有留下任何附言来解释那片沉默。事件本身不会原样重演,但恐惧、愤怒、未能完成的哀悼,以及围绕谁有资格发声展开的争执,却在寻常的家庭空间里代代相传。在这里,沉默本身就是一种沟通。
阿特自身的愧疚,也属于这份继承。他没有亲历集中营,因此觉得自己的悲伤似乎名不正言不顺;而这种不配感,本身也是他从上一代那里接收到的东西。他想理解一种比自己最黑暗的噩梦更加残酷的现实,却也清楚,漫画必然会删减某些内容,并扭曲那些留下来的部分。他说,现实过于复杂,漫画无法完整呈现,其中有太多东西不得不被删去或歪曲;弗朗索瓦丝则告诉他,只要保持诚实就好。换位思考可以让他走到集中营的大门前,却无法让他真正进入父母曾经度过的每一个小时。书中诚实的线条,正是承认这种局限之后,仍然继续描绘下去。 后来,有一页将几个日期并列在一起:父亲去世、母亲自杀、一个孩子即将出生、第一卷取得成功,以及 1944 年 5 月的一个星期——在那段时间里,十多万名匈牙利犹太人遭到毒气杀害。“那是很久以前的事了”,这种感受只属于那些没有被这段历史彻底改写的人。对于这个家庭而言,群体的过去依然发生在现在时。
书中还提出了一个关于叙述对象的问题,而它对此表现出了少见的坦诚。《鼠族》出版之后,集体创伤被转译给那些并不属于这个群体的读者。记者来了,邀约也随之而来。儿子坐在一堆尸体上,有人告诉他,摄影机已经准备就绪,可以开拍了。按照亚历山大的观点,如果要让伤害被承认为集体创伤,而不是个人的不幸,这个故事就必须传达到更广泛的受众那里。斯皮格曼则画出了自己作为这一传递者时所感受到的羞耻。当集体记忆离开原本的群体,它就会变成一种再现、一场采访,甚至一种商品。他没有假装这种转译毫无杂质,却也说明了为什么它仍然是必须承担的责任。跨文化理解需要付出代价,而这本书拒绝用虔诚的姿态将代价掩盖起来。
最后几页里,一个口误将个人命运与群体历史紧紧连在一起。弗拉德克找到安雅,坚持要说出自己希望听到的那句话:他们从此过上了幸福快乐的生活。斯维特兰娜·博伊姆所说的“修复型怀旧”,渴望修复失去的家园,让故事有一个圆满的结局。有那么一格漫画,这本书几乎真的让他如愿以偿。接着,弗拉德克嫌录音机太烦人,转而叫出了眼前这个活着的儿子的名字——那个被杀害的孩子的名字。 我说累了,里希厄。 “反思型怀旧”停留在对失去之物的渴望之中,拒绝完成那场圆满的归返。集体的失去,总会以某个具体的人的名字被呼唤出来。后记忆会在不经意间发声。爱与替代,共同挤进了同一句话里。来自另一个时代、另一种文化的读者可以听见这句话,也可以听见其中依然存在的距离。这个名字从来不属于我们。而那个叫错名字的人,早已被一种历史塑造成了今天的模样;我们的同情无法将这种塑造逆转。
跨文化传播课程往往习惯于从幸存中听出某种好消息:一个人经受住了压力,调整了习惯,最终能够在不止一个世界里生活。金永云将适应描述为一个从压力走向成长的过程。弗拉德克的机敏与生存能力,当然也可以从这个角度来讲述。他卖掉别人不想要的东西,跨越边境,最终抵达雷哥公园。然而,成长叙事无法真正容纳的,是这些生存本领在家庭生活中呈现出的样子,以及他疲惫时脱口而出的那个名字。我可以借助亚历山大的理论,理解为什么漫画能够成为一种形式,让一个群体宣告并讲述自身的创伤;也可以借助霍尔、科利尔和贾尔斯的理论,理解一个家庭内部为何会出现意义无法传递的困境。但我无法把最后那个口误称作一座沟通的桥梁,也无法把幸存者的生存能力说成是生活的复原。 我翻开《鼠族》时,仍然相信《美丽人生》教给我的道理:一个人的改变,比宏大的历史叙事更能让人深入地理解历史。如今,我依然相信这一点。宏大的历史是真实的,却始终遥远;一个人的声音能够让它变得近在眼前。而在这份靠近之后,这门课程真正需要学会倾听的,是书页中继续回响的那些声音:一个被外部世界定义的民族,一个跨越世代、身处多重文化之间、不断协商彼此身份的家庭,一位母亲本应留下却最终缺席的讲述,以及一个儿子试图用一种并非这个群体原本生活其中的语言,承载整个群体创伤的努力。
English
I knew Auschwitz the way a syllabus can deliver a place: a name, a date, a wound that belonged to other people and seemed, by the time it reached me, already closed. Roberto Benigni’s Life Is Beautiful had taught me to distrust that distance. In the film the camp becomes real because one father turns it into a game for one child, and the cost is visible in what he does, hour by hour. I trusted that scale. A monument would have left me where I already was. One altered life did not. I opened Maus expecting the same lesson, and for a while the book gave it to me. Then the father came home, and the lesson did not end.
Jeffrey Alexander’s account of cultural trauma let me see what the opening pages are doing. An event becomes a cultural trauma, he argues, when members of a collectivity come to feel that a horrendous injury has marked the group’s memory and changed its identity in a way that cannot be revoked, and when that feeling is carried by a story told to a wider audience. Maus begins under a sentence that sorts a people out of the human race, and then it draws the sorting as species: Jews as mice, Germans as cats, Poles as pigs, Americans as dogs. Mary Jane Collier distinguishes the identity we claim for ourselves from the identity other people assign. The sentence at the front of the book is assignment. The masks are what assignment looks like once a culture has agreed to see it. Violence needs that simplification. So does the “we” that survivors and their children still have to say.
The masks would harden into the stereotype they depict if the pages stayed at the outline. Inside the category “mouse” there is a vain young salesman, a depressed mother, a communist kapo who hates a prisoner for having owned a factory, women hanged near a workshop for smuggling ammunition, neighbors who hide someone and neighbors who threaten to call the Gestapo. Collective trauma assigns one fate to a people. It does not produce one kind of person. Stuart Hall described cultural identity in two movements, and the book lives between them. One movement is inheritance: a people drawn back together through a common mark and a common memory. The other is difference, the life that will not sit inside the mark. Staying with those differences is what keeps mourning from repeating, in a gentler voice, the category the perpetrators used.
This is why the single life is not a smaller history. I had learned from Life Is Beautiful to prefer the person to the panorama. Maus keeps the person, and it makes the panorama audible as character. Vladek’s habits of counting, mistrust, and care as control are easy to file under personality. They are also the group wound, still operating in a kitchen in Rego Park. Without the collectivity, the habits look merely private. Without Vladek, the collectivity remains a monument I already knew how to walk past. The impression that stays is the change in one man. The change goes deep because a people was revised in him.
The sharpest intercultural scene is the household, and it begins long before anyone names a theory. Edward T. Hall’s high-context communication describes a message in which most of the meaning is already inside the person, and very little of it is coded in the words. Who could be trusted in the ghetto, what a loaf of bread meant, why a locked door is a form of love: that knowledge lives in the father and does not cross. Art’s English is fluent and still too thin for the experience. Vladek’s English is broken and thick with it. Howard Giles would call the son’s fluency convergence, a shift toward the tongue of a country that was not there, and the father’s accent divergence, the past refusing to be translated out of the room. Their conflict is easy to mistake for an ordinary quarrel between parent and child. It is also a failure of shared meaning.
Françoise makes the negotiation of identity even clearer. Art cannot decide what animal she should be. A mouse is the inheritance, too automatic. A rabbit is too gentle for the history he wants the mask to carry. A frog is what his father would assign. She has converted. French history, the Dreyfus Affair, collaboration, and an American Jewish family are all in the conversation, and none of them tells him how to draw her. The identity she claims and the identity other people assign occupy the same few panels, and neither wins. The scene is funny. It is also a compact model of intercultural communication: two people trying to name each other across histories that do not match, while a third history, the father’s, waits on the phone.
Collective trauma travels by stories, and it travels just as powerfully by the stories that are stopped. Anja wrote notebooks. They might have given the group’s memory a second voice, a woman’s voice, from inside the same events. Vladek burns them. The son’s fury is personal, and it is also a fact about whose pain is allowed to enter the record. Marianne Hirsch calls the second generation’s relation to such a past postmemory: a connection mediated not by recall but by the stories, images, and behaviors among which the child grew up, so deeply received that they can feel like memories of one’s own. The burned notebooks make that mediation necessary, and they make it guilty. After Anja’s suicide the silence has no note attached. The event itself is not repeated. Fear, anger, unfinished grief, and the struggle over who may speak are handed down in ordinary rooms. Silence, here, is communication.
Art’s own guilt belongs to that inheritance. He was not in the camp, so his sorrow feels illegitimate to him, and the illegitimacy is part of what he received. He wants to understand a reality worse than his darkest dreams, and he knows that comics will leave things out and bend what remains. He says reality is too complex for comics, that so much has to be left out or distorted, and Françoise tells him to keep it honest. Perspective-taking can bring him to the gate. It cannot put him inside his parents’ hours. The honest line in the book admits the limit and then keeps drawing. Later the dates occupy one page: his father’s death, his mother’s suicide, a child on the way, the success of the first volume, and a week in May 1944 when more than a hundred thousand Hungarian Jews were gassed. “A long time ago” is a feeling available to people the story did not revise. For this family the group’s past is still a present tense.
There is a further problem of address, and the book is unusually honest about it. Once Maus is published, the trauma is translated for readers who do not belong to the group. Reporters arrive. Offers arrive. The son sits on a pile of corpses and is told they are ready to shoot. Alexander’s claim has to reach an audience if the injury is to be recognized as collective rather than private, and Spiegelman draws the shame of being that carrier. Collective memory, when it leaves the community, becomes representation, interview, even a product. He does not pretend the translation is pure. He shows why it is still owed. Intercultural understanding has this cost, and the book refuses to hide it behind piety.
The last pages hold the person and the group in one slip of the tongue. Vladek finds Anja and insists on the sentence he wants: they lived happy, happy ever after. Svetlana Boym’s restorative nostalgia wants the lost home repaired and the story closed. For one panel the book almost lets him have it. Then he is tired of the tape recorder, and he calls his living son by the name of the child who was murdered. “I’m tired from talking, Richieu.” Reflective nostalgia stays with the longing and will not complete the return. Collective loss has a personal address. Postmemory speaks by accident. Love and substitution share a sentence. A reader from another time and another culture can hear it, and can hear the distance that remains. This name was never ours. The man who confuses the names has been shaped by a history our sympathy will not undo.
A course in intercultural communication is trained to hear a kind of good news in survival: strain endured, habits revised, a person able to live in more than one world. Young Yun Kim describes adaptation as a movement through stress toward growth. Vladek’s resourcefulness can be told in that key. He sells what nobody wants, he crosses borders, he reaches Rego Park. What the growth story cannot receive is the form the resourcefulness takes at home, or the name he uses when he is tired. I can use Alexander to see why a comic is one of the forms in which a collectivity’s wound is claimed. I can use Hall, Collier, and Giles to see a household in which meaning fails to cross. What I cannot do is call the last slip a bridge, or call the survivor’s competence a recovered life. I came to Maus believing, as Life Is Beautiful had taught me to believe, that one changed person teaches history more deeply than a grand narrative. I still believe it. The grand history stays true, and it stays far. One voice brings it near. The pages after that nearness are what the course has to learn how to hear: a people defined from the outside, a family negotiating across generations and more than one culture, a silence where a mother’s account should be, and a son trying to carry a group wound into a language the group did not live in.